Upcoming September Speaking Engagement

Tuesday, September 20, 2016
11:30 am – 1:00 pm
Maggiano’s Little Italy – Denver Tech Center

7401 South Clinton Street, Englewood 80112

On Tuesday, September 20, I will present at a seminar that I am co-sponsoring with Castle Rock Investment Company.  Any independent brokers and insurance agents who provide services to retirement plans and/or IRAs are welcome to attend.  My presentation will cover topics such as:

  • Why you will likely be an ERISA fiduciary under the Department of Labor’s new rules.
  • How to minimize your exposure to liability: steps for complying with the new rules.
  • The current onslaught of ERISA litigation: what should you tell your clients about how to protect themselves from the common allegations in these cases?

My co-presenter will be an experienced investment advisor to hundreds of retirement plans.

Please REGISTER if you are an independent broker or insurance agent who provides services to retirement plans and/or IRAs.